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Assistant Dean:Audrey Wineglass Foster
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PROPOSAL COMPONENTS, FORMATTING, AND PRESENTATION
PROPOSAL COMPONENTS
FORMATTING
PRESENTATION
NUMBER OF COPIES
Title or Cover Page
For many agencies, the Title or Cover Page is automatically generated by the electronic research administration system used for submission of proposals (grants.gov, fastlane, etc.). Consult program guidelines or agency proposal guidelines for specific information.
Most sponsors require a one-page (or less) narrative summary of the proposed project. The abstract is often used for dissemination or public relations purposes; it should be jargon-free and comprehensible to the lay reader. Consult program guidelines for specific information on format, length, and required content.
Table of Contents
Certain agencies have specified formats for this section. The National Science Foundation, for example, requires that the number of pages in the component sections be indicated; providing actual page numbers is optional. The National Institutes of Health call for actual page numbers where a given section may be found. In the absence of specific directions, pages should be numbered consecutively and the Table of Contents should identify the major sections of the proposal.
Narrative or Project Description
The main body of the proposal should be a clear statement of the work to be undertaken and should include:
A careful reading of the program guidelines and review criteria will help you identify specific information that should be included in the narrative portion. Additional information might include:
Note that most agencies impose page limitations on the narrative section, as well as on other sections of the proposal, and disqualify proposals when these limitations are exceeded. Consult the Office of Sponsored Programs as early as possible in the course of preparing proposals. The program guidelines specify the proposal's content and format; any deviations from printed guidelines must be cleared in advance with a program officer at the agency.
Budget and Budget Justification
Reviewers use the budget as a summary of the entire proposal, so considerable thought should go into its preparation. Most sponsors provide detailed instructions and printed forms for budget preparation. Office of Sponsored Programs staff members have expertise in the development of budgets and justification statements and will provide assistance in their preparation. The Office of Sponsored Programs has prepared a guide to budget components which can be found on this webpage: BUDGET COMPONENTS.
Additional Information
Biographical Sketch (or Biosketch)
This section should be limited to information about the professional background, affiliations, and publications of the key personnel. Consult program guidelines for page limitations and specific requirements.
Facilities, Equipment, or Other Resources
Identify the facilities, major equipment, and other resources to be used in the conduct of this project, their capacities, proximity, and extent of availability to the project.
Program Income
With few exceptions, income derived from services or goods that form part of a project supported in whole or in part by a sponsor must be reported to the sponsor as "program income". Any Principal Investigator expecting to recover income through a sponsored project should discuss this with the Office of Sponsored Programs.
Current and Pending Support
Many sponsors require that the Principal Investigator and key personnel listed in the proposal disclose their current and/or pending support. While the required format may vary, the response should include project title, name of Principal Investigator, sponsor, award number assigned by the sponsor, project start and end dates, award amount, and percentage of effort committed. The names of any additional sponsors to whom the current proposal may be submitted should also be included.
Certifications
Where certifications concerning such issues as Civil Rights, Drug-Free Workplace, Lobbying, etc. are required by the sponsor, the Authorizing Institutional Official who signs the proposal will prepare and sign these forms.
Letters of Collaboration/Letters of Support
These may include Collaborator/Consortia agreement letters; material from subcontractors (budget and justification, current and pending support, letter of institutional approval). As always, consult program guidelines to determine what is allowable and/or necessary.
Appendices
Follow the sponsor's guidelines for what may be included in the Appendix. Certain agencies do not allow the inclusion of appendix material without the specific approval of a program officer. Program guidelines may also specify format and length. In no circumstances may an appendix be used to circumvent the page limitations of other sections in the proposal.
Checklist
Some agencies provide a checklist for your use or that must be included in the proposal
Final versions of proposals should be neat, accurate, and well-written.
It is essential that proposals follow sponsor requirements for proposal format. Sponsors often establish page limitations (particularly for certain portions of a proposal), line spacing, page margins (and requirements), and minimum allowable type size. Requirements should be checked using a standard device for measuring type size rather than relying on the font selected for a particular word processing/printer combination. Proposals not meeting production requirements (including type size and page length) are subject to rejection by the sponsor.
Page Limits
An increasing number of sponsors are establishing limitations on the number of pages that may be included in the proposal as a whole and/or in specific sections of the proposal. The guidelines will also specify whether tables, illustrations, and/or photographs are to be considered part of the total number of allowable pages. Failure to comply with these parameters will result in rejection of the proposal.
Page Numbers
Consult sponsor's guidelines for required or preferred numbering convention.
Production Details
Many sponsors now stipulate what is acceptable for the following production factors:
Since these factors affect the length of the proposal, failure to conform to sponsor specifications may result in rejection of the proposal. Requirements should be checked using a ruler rather than relying on the font selected for a particular word processing/printer combination.
Guidelines will specify how proposals should be collated and compiled. Most agencies require proposal components to be uploaded to the electronic research administration system as PDF documents. Final documents should be sent to the Office of Sponsored programs in their final PDF format for submission. In the event that a paper submission is allowed/requested, there may be stipulations about how proposals are to be bound; if you prepare the required number of proposals, these should be collated and held with paper clips or rubber bands when submitted to Office of Sponsored Programs. Please do not bind or staple proposals before delivering to the Office of Sponsored Programs.
In the extremely rare instance that a paper copy of the proposal is required by the sponsor, a specified number of copies of the formal proposal. In most instances, at least one copy must bear the original signature of the PI and the University's authorizing official is required to transmit proposals. Some sponsors may require additional copies of certain pages; review guidelines carefully. Because the OSP is paperless due the majority of federal agencies and sponsors requiring electronic submission of proposals, any hard copy submission copies must be made by the department submitting the proposal.
Admissions Requirements
Spring 2021 – Dec 12Fall 2021 – May 15